Job Description:

We are seeking a Licensed Retail Sales Assistant in our Regina office. Drawing on your background and/or education in the financial services industry you will use your knowledge of the Canadian market to support the daily administration needs of IAs in this branch. You have polished organizational skills and are self-motivated with an excellent, “can-do” work ethic.

Key Responsibilities:

• Assist IAs in preparing for client appointments
• Respond to client inquiries on administrative questions
• Provide market information or quotes to clients
• Follow up with prospective clients and clients on active inquiries
• Communicate effectively with the advisors you support
• Manage incoming/outbound client phone calls
• Ensure client accounts are processed accurately including account opening/closing and transfers
• Communicate with head office associates on compliance and operations matters
• Process trades and other transactions
• Maintain a current understanding of the regulatory landscape

Your Skills:

• Career oriented; works well individually or as part of a team atmosphere
• Skilled in Microsoft Office 10
• Quick learner adept to grasping new technologies and processes
• Organized, focused and capable of working under tight deadlines
• Discreet and experienced in handling confidential client information
• Successful completion of the Canadian Securities Course
• Driven to deliver client service excellence
• Keen problem-solving skills with the ability to think quickly on your feet

Your Qualifications:

• A minimum of 3 years’ experience in a financial institution
• Completion of the Canadian Securities Course with IIROC licensed individuals given preference.

Compensation to be commensurate with experience

Qualified applicants are invited to submit a resume. All applications will be held in strict confidence.

We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. Thank you for your understanding.

About Research Capital Corporation

In 1921, Research Capital Corporation was formed into what is today, one of Canada’s largest, independent, full-service investment firms. From the pre-boom markets of the early 20’s through the crash of ’29, Research Capital Corporation has demonstrated that our innovative, entrepreneurial formula has created a successful model for brokers in the industry, weathering even the most challenging market conditions.

Job Type: Full-time

Benefits:

• Dental care
• Disability insurance
• Extended health care
• Life insurance
• Paid time off
• Vision care

Schedule:

• Monday to Friday

Supplemental pay types:

• Commission pay

Ability to commute/relocate:

• Regina, SK S4P1C8: reliably commute or plan to relocate before starting work (required)

Education:

• Bachelor's Degree (preferred)

Experience:

• financial sales: 3 years (required)
• Financial services: 3 years (required)
• Microsoft Excel: 3 years (required)

Licence/Certification:

• CSC license (required)

Expected start date: 2022-10-03

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